SEC Form 4 · accession 0001144204-17-024163
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
of Kenneth R. Peak Estate
10% Owner
Period of report
Nov 4, 2016
Accepted (ET)
May 3, 2017 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Nov 4, 2016 | M | 83,333 | $9.00 | A | 823,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy) | $9.00 | Nov 4, 2016 | M | 1 | D | Nov 4, 2016 | Sep 22, 2018 | Common Stock | 83,333 | 0 | D |