SEC Form 4/A · accession 0001140361-17-012995
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph S Compofelice
Director
Period of report
Nov 17, 2016
Accepted (ET)
Mar 23, 2017 · 11:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Nov 17, 2016 | A | 25,000 | $0.00 | A | 109,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $10.00 | holding | — | — | — | — | Dec 7, 2017 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The shares represent a grant of restricted stock which vest on January 1, 2019
- F2These options fully vested on December 7, 2014.
Remarks
This amendment is being filed to correct a scrivener's error with regards to the number of shares of common stock owned by the reporting person as reported on Form 4 filed on November 21, 2016.The Form 4 incorrectly recorded the number of shares of common stock as 89,116. The number of shares of common stock owned by the reporting person has been corrected to 109,126. No other changes have been made to the original Form 4.