SEC Form 4 · accession 0001140361-17-007900
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leah S Gaines
Officer — Chief Financial Officer
Period of report
Dec 16, 2016
Accepted (ET)
Feb 16, 2017 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Dec 16, 2016 | F | 3,043 | $24.00 | D | 46,329 | D | |
| Common Stock, par value $0.01 | Feb 15, 2017 | S | 503 | $20.01 | D | 45,826 | D | |
| Common Stock, par value $0.01 | Feb 15, 2017 | S | 697 | $20.00 | D | 45,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $10.01 | holding | — | — | — | — | Sep 25, 2018 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Ms. Gaines forfeited 3,043 shares in order to satisfy the tax liability associated with the restricted shares that vested in September 2016.
- F2The options fully vested on September 25, 2015.