SEC Form 4 · accession 0001140361-17-004099
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Juneau
Officer — President and CEO · Director · 10% Owner
Period of report
Jan 30, 2017
Accepted (ET)
Feb 2, 2017 · 11:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Jan 30, 2017 | G | 1,000 | $0.00 | D | 170,898 | D | |
| Common Stock, par value $0.01F2 | holding | — | — | — | 147,234 | I | By J5D Enterprises, LP, formerly J4D Enterprises LP | |
| Common Stock, par value $0.01F3 | holding | — | — | — | 83,334 | I | By Juneau Exploration, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $10.00 | holding | — | — | — | — | Dec 7, 2017 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The shares disposition was a charitable donation.
- F2This number represents the amount of common stock owned by J5D Enterprises, LP.
- F3This number represents the amount of common stock owned by Juneau Exploration, LP.
- F4The options are fully vested.