SEC Form 4 · accession 0001140361-16-085433

Contango Silver & Gold Inc. · CTGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — President and CEO · Director · 10% Owner

Period of report

Sep 30, 2016

Accepted (ET)

Nov 8, 2016 · 5:43 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001502377

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01^F1	Sep 30, 2016	G	475	$0.00	D	175,423	D
Common Stock, par value $0.01^F1	Oct 31, 2016	G	1,000	$0.00	D	174,423	D
Common Stock, par value $0.01^F2,F4	Oct 28, 2016	A	41,667	$9.00	A	147,234	I	By J5D Enterprises, LP, formerly J4D Enterprises LP
Common Stock, par value $0.01^F2,F5	Nov 7, 2016	A	41,667	$9.00	A	83,334	I	By Juneau Exploration, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant (Right to Buy)^F2	$10.00	Oct 28, 2016	M	41,667	D	Sep 22, 2013	Mar 22, 2018	Common Stock	41,667	0	I
Warrant (Right to Buy)^F2	$10.00	Nov 7, 2016	M	41,667	D	Sep 22, 2013	Mar 22, 2018	Common Stock	41,667	0	I
Stock Option (Right to Buy)^F3	$10.00	holding	—	—	—	—	Dec 7, 2017	Common Stock	75,000	75,000	D

F1The shares disposition was a charitable donation.
F2The original warrants were exercised for cash at $9 per share as part of a private placement offering opened through November 15, 2016 and shares of common stock were issued.
F3The options are fully vested.
F4This number represents the amount of common stock owned by J5D Enterprises, LP.
F5This number represents the amount of common stock owned by Juneau Exploration, LP.