SEC Form 4 · accession 0001140361-16-060391
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joseph S Compofelice
Director
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Apr 4, 2016 | A | 1,000 | $3.75 | A | 52,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $10.00 | holding | — | — | — | — | Dec 7, 2017 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The options vested on December 7, 2012.