SEC Form 4 · accession 0001140361-15-036312
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Juneau
Officer — President and CEO · Director
Period of report
Sep 18, 2015
Accepted (ET)
Sep 30, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Sep 18, 2015 | A | 45,000 | $0.00 | A | 95,898 | D | |
| Common Stock, par value $0.01 | holding | — | — | — | 105,567 | I | By J5D Enterprises, LP, | |
| Common Stock, par value $0.01 | holding | — | — | — | 41,667 | I | By Juneau Exploration, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy) | $10.00 | holding | — | — | — | Sep 22, 2013 | Mar 22, 2018 | Common Stock | 41,667 | 41,667 | I |
| Warrant (Right to Buy) | $10.00 | holding | — | — | — | Sep 22, 2013 | Mar 22, 2018 | Common Stock | 41,667 | 41,667 | I |
| Stock Option (Right to Buy)F2 | $10.00 | holding | — | — | — | — | Dec 7, 2017 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The shares represent a grant of restricted stock which vests in three equal annual installments beginning on September 18, 2015.
- F2The options are fully vested.