SEC Form 4 · accession 0001140361-15-036311
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leah S Gaines
Officer — Chief Financial Officer
Period of report
Sep 18, 2015
Accepted (ET)
Sep 30, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Sep 18, 2015 | A | 20,000 | $0.00 | A | 35,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $10.01 | holding | — | — | — | — | Sep 25, 2018 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The shares represent a grant of restricted stock which vests in three equal annual installments beginning on September 18, 2015.
- F2The options fully vested on September 25, 2015.