SEC Form 4 · accession 0001137171-16-000370
Contango Silver & Gold Inc. · CTGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Gillen
10% Owner
Period of report
Feb 8, 2013
Accepted (ET)
Oct 19, 2016 · 9:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2013 | P | 36 | $8.00 | A | 398,279 | I | by Kinderock Resources Ltd. |
| Common Stock | Feb 11, 2013 | P | 58 | $8.00 | A | 398,337 | I | by Kinderock Resources Ltd. |
| Common Stock | Feb 15, 2013 | P | 1,000 | $8.00 | A | 399,337 | I | by Kinderock Resources Ltd. |
| Common Stock | Mar 4, 2013 | P | 2,500 | $8.00 | A | 401,837 | I | by Kinderock Resources Ltd. |
| Common Stock | Mar 5, 2013 | P | 2,000 | $8.00 | A | 403,837 | I | by Kinderock Resources Ltd. |
| Common Stock | Mar 7, 2013 | P | 24 | $8.00 | A | 403,861 | I | by Kinderock Resources Ltd. |
| Common Stock | Mar 8, 2013 | P | 148 | $8.00 | A | 404,009 | I | by Kinderock Resources Ltd. |
| Common Stock | Mar 11, 2013 | P | 175 | $8.00 | A | 404,184 | I | by Kinderock Resources Ltd. |
| Common Stock | Mar 11, 2013 | P | 12 | $8.00 | A | 404,196 | I | by Kinderock Resources Ltd. |
| Common Stock | Mar 13, 2013 | P | 32 | $8.00 | A | 404,228 | I | by Kinderock Resources Ltd. |
| Common StockF1 | Mar 22, 2013 | P | 125,000 | $10.00 | A | 529,228 | D | |
| Common StockF1 | Mar 22, 2013 | P | 50,000 | $10.00 | A | 579,228 | I | by General Resources Inc. |
| Common StockF1 | Mar 22, 2013 | P | 75,000 | $10.00 | A | 654,228 | I | by Kinderock Resources Ltd. |
| Common Stock | Apr 12, 2013 | P | 300 | $8.35 | A | 654,528 | I | by Kinderock Resources Ltd. |
| Common Stock | Apr 17, 2013 | P | 260 | $8.35 | A | 654,788 | I | by Kinderock Resources Ltd. |
| Common Stock | Apr 24, 2013 | P | 12 | $8.20 | A | 654,800 | I | by Kinderock Resources Ltd. |
| Common Stock | Apr 29, 2013 | P | 22 | $8.20 | A | 654,822 | I | by Kinderock Resources Ltd. |
| Common Stock | May 2, 2013 | P | 3 | $8.20 | A | 654,825 | I | by Kinderock Resources Ltd. |
| Common Stock | May 3, 2013 | P | 55 | $8.20 | A | 654,880 | I | by Kinderock Resources Ltd. |
| Common Stock | May 7, 2013 | P | 26 | $7.93 | A | 654,906 | I | by Kinderock Resources Ltd. |
| Common Stock | May 8, 2013 | P | 102 | $8.20 | A | 655,008 | I | by Kinderock Resources Ltd. |
| Common Stock | May 9, 2013 | P | 1,150 | $8.20 | A | 656,158 | I | by Kinderock Resources Ltd. |
| Common Stock | May 10, 2013 | P | 35 | $7.85 | A | 656,193 | I | by Kinderock Resources Ltd. |
| Common Stock | May 13, 2013 | P | 6 | $8.20 | A | 656,199 | I | by Kinderock Resources Ltd. |
| Common Stock | May 23, 2013 | P | 60 | $8.20 | A | 656,259 | I | by Kinderock Resources Ltd. |
| Common Stock | May 30, 2013 | P | 2,875 | $8.199 | A | 659,134 | I | by Kinderock Resources Ltd. |
| Common Stock | May 31, 2013 | P | 65 | $8.146 | A | 659,199 | I | by Kinderock Resources Ltd. |
| Common Stock | Jul 19, 2013 | P | 2,500 | $9.00 | A | 661,699 | D | |
| Common Stock | Jul 19, 2013 | P | 3,000 | $9.00 | A | 664,699 | D | |
| Common Stock | Jul 19, 2013 | P | 1,000 | $9.00 | A | 665,699 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired an aggregate of 250,000 units a price per unit of $12.00. Each unit entitles the holder to one share of common stock and a five-year warrant to purchase one share of common stock at an exercise price of $10.00.