SEC Form 4 · accession 0001628280-15-000445
GNC HOLDINGS, INC. · GNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Dzura
Officer — Executive VP, Operations
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001502034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2015 | A | 8,546 | $0.00 | A | 8,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $43.88 | Feb 2, 2015 | A | 26,151 | A | — | Feb 2, 2025 | Common Stock | 26,151 | 26,151 | D |
Explanation of responses
- F1Granted under the Issuer's 2011 Stock and Incentive Plan, vesting in three equal annual installments on each February 2, 2016 through 2018, provided that the holder thereof remains employed by the Issuer on the relevant vesting date.
- F2Based on the February 2, 2015 closing price for a share of the Common Stock on the New York Stock Exchage.
- F3The options, which were granted under the Issuer's 2011 Stock and Incentive Plan, vest in four equal annual installments on each February 2, 2016 through 2019, provided that the holder thereof remains employed by the Issuer on the relevant vesting date.