SEC Form 4 · accession 0000899243-18-016816
CytomX Therapeutics, Inc. · CTMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick W Gluck
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 271,643 | I | By Frederick W. Gluck 1997 Family Trust dtd July 28, 1997 | |
| Common StockF2 | holding | — | — | — | 22,111 | I | By Richlin Partners, LLC | |
| Common Stock | holding | — | — | — | 3,200 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $25.25 | Jun 13, 2018 | A | 14,000 | A | — | Jun 12, 2028 | Common Stock | 14,000 | 14,000 | D |
Explanation of responses
- F1The Reporting Person is a trustee of Frederick W. Gluck 1997 Family Trust dtd July 28, 1997.
- F2Richlin Partners, LLC is an entity owned of record by the spouse of the Reporting Person.
- F3The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2019 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.