SEC Form 4 · accession 0001209191-15-077801
Adverum Biotechnologies, Inc. · ADVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Wachter
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 2, 2015 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 30, 2015 | A | 2,373 | $0.00 | A | 12,367 | D | |
| Common StockF2 | holding | — | — | — | 37,161 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each one (1) restricted stock unit.
- F2The shares are held directly by the Wachter Family Trust.