SEC Form 4 · accession 0001387131-18-002005
FS Energy & Power Fund
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Forman
Officer — Chief Executive Officer · Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interestF1,F4 | May 8, 2018 | P | 11,165 | $6.55 | A | 157,446 | I | By Franklin Square Holdings, L.P. |
| Common shares of beneficial interestF2 | holding | — | — | — | 112,936 | I | By FB Capital Partners, LP | |
| Common shares of beneficial interestF3,F4 | holding | — | — | — | 146,281 | I | By The 2011 Forman Investment Trust | |
| Common shares of beneficial interestF3,F4 | holding | — | — | — | 9,181 | I | By Trust FBO Minor Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2The reporting person disclaims beneficial ownership of any shares held by FB Capital Partners, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3These shares are directly owned by trusts created by Mr. Forman for the benefit of his minor children. Mr. Forman disclaims beneficial ownership of any shares held by these trusts that exceed his pecuniary interest therein.
- F4Includes common shares purchased through FSEP's distribution reinvestment plan.