SEC Form 4 · accession 0001387131-16-005059
FS Energy & Power Fund
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney R Brown
Director
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interestF1,F2 | Apr 20, 2016 | P | 1,496 | $6.435 | A | 32,182 | I | By Trust |
| Common shares of beneficial interestF3 | holding | — | — | — | 28,056 | I | By NFI International, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired in accordance with Mr. Brown's prior election to purchase common shares of FS Energy and Power Fund ("FSEP") with fees earned during the prior calendar quarter as a trustee of FSEP.
- F2Includes common shares acquired through FSEP's distribution reinvestment plan.
- F3These common shares are directly owned by NFI International, Ltd., of which Mr. Brown is a principal interest holder. Mr. Brown disclaims beneficial ownership of any common shares held by NFI International, Ltd. that exceed his pecuniary interest therein.