SEC Form 4 · accession 0001387131-16-004619
FS Energy & Power Fund
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Forman
Officer — President and CEO · Director
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interest | Mar 16, 2016 | P | 119,904 | $6.26 | A | 119,904 | I | Ownership: By Franklin Square Holdings, L.P. |
| Common shares of beneficial interestF2,F1 | holding | — | — | — | 2,493 | I | Michael Forman Custodian FBO Sadie Forman UGMA | |
| Common shares of beneficial interestF2,F1 | holding | — | — | — | 2,493 | I | Michael Forman Custodian FBO Lyla Forman UGMA | |
| Common shares of beneficial interestF2,F1 | holding | — | — | — | 2,493 | I | Michael Forman Custodian FBO Rose Forman UGMA | |
| Common shares of beneficial interestF2 | holding | — | — | — | 15,224 | D | ||
| Common shares of beneficial interestF3 | holding | — | — | — | 112,222 | I | By FB Capital Partners, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares held in a custodial account for the benefit of one of Mr. Forman's children. Mr. Forman maintains investment control over the account and serves as custodian.
- F2Includes common shares purchased through FESP's distribution reinvestment plan.
- F3These shares are directly owned by FB Capital Partners, L.P., a limited partnership of which Mr. Forman is the sole limited partner. Mr. Forman disclaims beneficial ownership of any shares held by FB Capital Partners, L.P. that exxceed his pecuniary interest therein.
- F4Mr. Forman disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.