SEC Form 4 · accession 0001387131-15-000938
FS Energy & Power Fund
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Adelman
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interestF3,F4,F1 | Mar 16, 2015 | P | 57,274 | $8.73 | A | 80,424 | I | By Darco Capital, LP |
| Common shares of beneficial interest | holding | — | — | — | 11,222 | D | ||
| Common shares of beneficial interestF2 | holding | — | — | — | 112,222 | I | By Sylvia Associates, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are directly owned by Darco Capital, LP, a limited partnership controlled by Mr. Aldelman. Mr. Adelman disclaims beneficial ownership of any shares held by Darco Capital, LP that exceed his pecuniary interest therein.
- F2These shares are directly owned by Sylvia Associates, L.P., a limited partnership controlled by Mr. Adelman. Mr. Adelman expressly disclaims beneficial ownership of any shares held by Sylvia Associates, L.P. that exceed his precuniary interest therein.
- F3Darco Capital, LP irrevocably agreed to purchase $500,000.00 of common shares of the Issuer at the price in effect on March 25, 2015. The settlement will take place on March 25, 2015. The amount of securities acquired and the price were calculated based on the most recently available purchase price for the common shares of beneficial interest. To the extent that the purchase price in effect on March 25, 2015 is greater or less than the most recently available purchase price, the Reporting Person will file an amended Form 4 to reflect any changes.
- F4Includes common shares purchased through FSEP's distribution reinvestment plan.