SEC Form 4 · accession 0001387131-15-000936
FS Energy & Power Fund
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Forman
Officer — President and CEO · Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interestF1,F2 | Mar 16, 2015 | P | 2,291 | $8.73 | A | 2,291 | I | Michael Forman Custodian FBO Sadie Forman UGMA |
| Common shares of beneficial interestF1,F2 | Mar 16, 2015 | P | 2,291 | $8.73 | A | 2,291 | I | Michael Forman Custodian FBO Lyla Forman UGMA |
| Common shares of beneficial interestF1,F2 | Mar 16, 2015 | P | 2,291 | $8.73 | A | 2,291 | I | Michael Forman Custodian FBO Ava Rose Forman UGMA |
| Common shares of beneficial interestF4 | holding | — | — | — | 13,906 | D | ||
| Common shares of beneficial interestF3 | holding | — | — | — | 112,222 | I | By FB Capital Partners, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person irrevocably agreed to purchase $20,000.00 of common shares of the Issuer for each UGMA account at the price in effect on March 25, 2015. The settlement will take place on March 25, 2015. The amount of securities acquired and the price were calculated based on the most recently available purchase price for the common shares of beneficial interest. To the extent that the purchase price in effect on March 25, 2015 is greater or less than the most recently available purchase price, the Reporting Person will file an amended Form 4 to reflect any changes.
- F2The shares are held in a custodial account for the benefit of one of Mr. Forman's children. Mr. Forman maintains investment control over the account and serves as custodian.
- F3These shares are directly owned by FB Capital Partners, L.P., a limited partnership of which Mr. Forman is the sole limited partner. Mr. Forman disclaims beneficial ownership of any shares held by FB Capital Partners, L.P. that exceed his pecuniary interest therein.
- F4Includes common shares purchased through FSEP's distribution reinvestment plan.