SEC Form 4 · accession 0001501570-19-000054
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake Bozman
Director
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2019 | M | 90 | — | A | 88,175 | D | |
| Common Stock | holding | — | — | — | 27,305 | I | By Bozman DFS Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 7, 2019 | M | 90 | D | — | — | Common Stock | 90 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- F2Represents restricted stock units granted to the reporting person on October 9, 2014. In connection with the merger of Green Bancorp, Inc. into Veritex Holdings, Inc. (the "Merger"), all outstanding unvested restricted stock units were subject to accelerated vesting upon the closing of the Merger.