SEC Form 4 · accession 0001501570-19-000036
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Earley
Officer — Chief Financial Officer
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2019 | A | 15,800 | — | A | 15,800 | D | |
| Common StockF2 | Jan 1, 2019 | A | 7,900 | — | A | 23,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $21.90 | Jan 1, 2019 | A | 55,300 | A | Jan 1, 2019 | Apr 4, 2027 | Common Stock | 55,300 | 55,300 | D |
Explanation of responses
- F1Received in exchange for 20,000 shares of Green Bancorp, Inc. common stock in connection with the merger of Green Bancorp, Inc. into Veritex Holdings, Inc. (the "Merger"). On the trading day immediately prior to the effective date of the Merger, the closing price of Green Bancorp, Inc.'s common stock was $17.14 per share, and the closing price of Veritex Holdings, Inc.'s common stock was $17.30 per share
- F2Received in the Merger in exchange for 10,000 Green Bancorp, Inc. restricted share unit awards.
- F3Received in the Merger in exchange for employee stock options to acquire 70,000 shares of Green Bancorp, Inc. common stock for $17.30 per share.