SEC Form 4 · accession 0001501570-19-000032

Veritex Holdings, Inc. · VBTX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Houston City President

Period of report

Jan 1, 2019

Accepted (ET)

Jan 3, 2019 · 7:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001501570

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 1, 2019	A	113,172	—	A	113,172	D
Common Stock^F2	Jan 1, 2019	A	103,790	$0.00	A	216,962	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$10.45	Jan 1, 2019	A	11,850	A	Jan 1, 2019	Feb 1, 2020	Common Stock	11,850	11,850	D
Employee Stock Option (right to buy)^F4	$10.35	Jan 1, 2019	A	170,482	A	Jan 1, 2019	Jun 30, 2020	Common Stock	170,482	170,482	D
Employee Stock Option (right to buy)^F5	$10.35	Jan 1, 2019	A	39,360	A	Jan 1, 2019	Jan 23, 2028	Common Stock	39,360	—	D

F1Received in exchange for 143,256 shares of Green Bancorp, Inc. common stock in connection with the merger of Green Bancorp, Inc. into Veritex Holdings, Inc. (the "Merger"). On the trading day immediately prior to the effective date of the Merger, the closing price of Green Bancorp, Inc.'s common stock was $17.14 per share, and the closing price of Veritex Holdings, Inc.'s common stock was $21.38 per share.
F2Received in the Merger in exchange for 131,381 Green Bancorp, Inc. restricted share unit awards.
F3Received in the Merger in exchange for employee stock options to acquire 15,000 shares of Green Bancorp, Inc. common stock for $8.25 per share.
F4Received in the Merger in exchange for employee stock options to acquire 215,801 shares of Green Bancorp, Inc. common stock for $8.17 per share.
F5Received in the Merger in exchange for employee stock options to acquire 49,824 shares of Green Bancorp, Inc. common stock for $8.17 per share.