SEC Form 4 · accession 0001501570-18-000256
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Bryan
Officer — Chief Information Officer
Period of report
Nov 1, 2018
Accepted (ET)
Nov 1, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | Nov 1, 2018 | M | 1,500 | — | A | 1,500 | D | |
| Restricted Stock Unit | Nov 1, 2018 | F | 365 | $23.19 | D | 1,135 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 1, 2018 | M | 1,500 | D | — | — | Common Stock | 1,500 | 6,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- F2On November 1, 2017, the reporting person was granted 7,500 restricted stock units which vest over a five year period beginning November 1, 2018, and expiring on November 1, 2027.