SEC Form 4 · accession 0001501570-18-000155
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Kesler
Officer — Chief Lending Officer
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 11:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | M | 15,000 | — | A | 41,081 | D | |
| Common Stock | Jun 1, 2018 | F | 3,652 | $31.19 | D | 37,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 1, 2018 | M | 15,000 | D | — | — | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On June 1, 2014, the reporting person was granted 15,000 restricted stock units which vest in full upon 48 months of consecutive employment with the Company; units expire ten years from the grant date.