SEC Form 4 · accession 0001501570-18-000149
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Mastor
Director
Period of report
May 22, 2018
Accepted (ET)
May 22, 2018 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2018 | M | 333 | — | A | 120,457 | D | |
| Common Stock | holding | — | — | — | 266 | I | By Mastor Hospitality, LP | |
| Common Stock | holding | — | — | — | 13,118 | I | By Thomas Mastor Investment Trust | |
| Common Stock | holding | — | — | — | 7,047 | I | By Sterling Trust Company for IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 22, 2018 | M | 333 | D | — | — | Common Stock | 333 | 1,167 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- F2On March 22, 2018 the reporting person was granted 2,000 restricted stock units which vest in four equal installments on the last calendar day for each quarter during 2018. On April 27, 2018, the reporting person retired as a director of the Company and was subsequently approved to be awarded partially vested shares through the retirement date.