SEC Form 4 · accession 0001501570-18-000141
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Clayton Riebe
Officer — Chief Credit Officer
Period of report
May 15, 2018
Accepted (ET)
May 15, 2018 · 12:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | M | 1,000 | $0.00 | A | 8,113 | D | |
| Common Stock | May 15, 2018 | F | 243 | $27.67 | D | 7,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 15, 2018 | M | 1,000 | D | — | — | Common Stock | 1,000 | 3,000 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On March 30, 2016, the reporting person was granted 5,000 restricted stock units which vest in five equal installments beginning March 30, 2017.