SEC Form 4 · accession 0001501570-18-000122
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Sughrue
Director
Period of report
Mar 20, 2014
Accepted (ET)
Apr 2, 2018 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2014 | P | 6,912 | $10.85 | A | 6,912 | I | By Wife |
| Common StockF2 | Mar 31, 2018 | M | 500 | — | A | 38,654 | D | |
| Common Stock | holding | — | — | — | 55 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 31, 2018 | M | 500 | D | — | — | Common Stock | 500 | 1,500 | D |
Explanation of responses
- F1This is a reporting of a late Form 4 filing that should have been filed on March 20, 2014. This transaction involved a purchase of securities by the reporting person's wife into her IRA account. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F2Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- F3On March 22, 2018 the reporting person was granted 2,000 restricted stock units which vest in four equal installments on the last calendar day for each quarter during 2018.