SEC Form 4 · accession 0001501570-18-000033

Veritex Holdings, Inc. · VBTX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Credit Officer

Period of report

Jan 1, 2018

Accepted (ET)

Jan 3, 2018 · 5:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001501570

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 1, 2018	M	851	$0.00	A	5,537	D
Common Stock	Jan 1, 2018	F	277	$27.59	D	5,260	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Jan 1, 2018	A	2,555	A	—	—	Common Stock	2,555	2,555	D
Restricted Stock Units^F1,F2	—	Jan 1, 2018	M	851	A	—	—	Common Stock	851	1,704	D
Employee Stock Option (right to buy)^F3	$27.59	Jan 1, 2018	A	5,987	A	—	Jan 1, 2028	Common Stock	5,987	5,987	D

F1Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
F2On January 1, 2017 the reporting person was granted an award of 2,555 restricted stock units subject to certain terms and conditions that was not required to be reported. The number of restricted stock units eligible for vesting was based on certain performance objectives and market conditions as of December 31, 2017 and determined on January 1, 2018. The performance objectives and market conditions were met for 2017, resulting in the eligibility for vesting of all 2,555 restricted stock units. The restricted stock units vest in approximately three equal annual installments beginning January 1, 2018. Vested units 851 were settled through the delivery of shares on January 1, 2018.
F3The option vests in three equal annual installments beginning January 1, 2019.