SEC Form 4 · accession 0001501570-17-000078
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Clayton Riebe
Officer — Chief Credit Officer
Period of report
Mar 30, 2017
Accepted (ET)
Apr 3, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | M | 1,000 | $0.00 | A | 3,000 | D | |
| Common Stock | Mar 30, 2017 | F | 264 | $28.37 | D | 2,736 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 30, 2017 | M | 1,000 | D | — | — | Common Stock | 1,000 | 4,000 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On March 30, 2016, the reporting person was granted 5,000 restricted stock units which vest in five equal annual installments beginning March 30, 2017.