SEC Form 4 · accession 0001501570-17-000037
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Murphy
Officer — Vice Chairman · Director
Period of report
Jan 21, 2017
Accepted (ET)
Jan 24, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2017 | M | 1,000 | $0.00 | A | 34,866 | D | |
| Common Stock | Jan 21, 2017 | F | 273 | $26.42 | D | 34,593 | D | |
| Common Stock | holding | — | — | — | 152,949 | I | By William C. Murphy Pension & Profit Sharing Plan & Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jan 21, 2017 | M | 1,000 | D | — | — | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- F2On January 21, 2014 the reporting person was granted 1,000 restricted stock units, vesting in full upon 36 months of consecutive employment with the Company.