SEC Form 4 · accession 0001501570-16-000062
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SunTx Veritex Holdings, L.P.
10% Owner
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 21, 2016 | S | 2,991 | $20.20 | D | 1,229,937 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of Common Stock by the Reporting Person reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Act and the Company's insider trading policy.
- F2This transaction was executed in multiple trades at prices ranging from $20.13 to $20.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.