SEC Form 4 · accession 0001501570-16-000038
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
C Malcolm Holland III
Officer — Chairman, CEO, President · Director
Period of report
Oct 9, 2016
Accepted (ET)
Oct 12, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 9, 2016 | M | 6,006 | — | A | 88,587 | D | |
| Common Stock | Oct 9, 2016 | F | 1,642 | $17.59 | D | 86,945 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 9, 2016 | M | 6,006 | D | — | — | Common Stock | 6,006 | 18,018 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On October 9, 2014 the reporting person was granted 30,030 restricted stock units which vest in five equal installments beginning October 9, 2015.