SEC Form 4 · accession 0001501570-16-000010
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray W Washburne
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2016 | M | 330 | $0.00 | A | 95,532 | D | |
| Common Stock | holding | — | — | — | 5,530 | I | By The Incline Trust | |
| Common Stock | holding | — | — | — | 60,000 | I | By Huron Holdings, Inc. Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 30, 2016 | M | 330 | D | — | — | Common Stock | 330 | 330 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On January 1, 2016 the reporting person was granted 1,320 restricted stock units which vest in four equal installments on the last calendar day of each quarter during 2016.