SEC Form 4 · accession 0001104659-16-131286
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noreen E Skelly
Officer — Chief Financial Officer
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 5,000 | $0.00 | A | 6,182 | D | |
| Common Stock | Jul 1, 2016 | F | 1,367 | $16.27 | D | 4,815 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 1, 2016 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- F2On October 08, 2014 the reporting person was granted 5,000 restricted stock units, vesting in full upon 48 months of consecutive employment with the Company.