SEC Form 4 · accession 0001104659-16-119807
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Clayton Riebe
Officer — Chief Credit Officer
Period of report
Mar 30, 2016
Accepted (ET)
May 10, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2016 | P | 1,000 | $15.45 | A | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $14.82 | Mar 30, 2016 | A | 10,000 | A | — | Mar 30, 2026 | Common Stock | 10,000 | 10,000 | D |
| Restricted Stock UnitsF3,F1 | — | Mar 30, 2016 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On March 30, 2016, the reporting person was granted 10,000 stock options that vest in five equal annual installments beginning March 30, 2017.
- F3On March 30, 2016, the reporting person was granted 5,000 restricted stock units which vest in five equal annual installments beginning March 30, 2017.