SEC Form 4 · accession 0001104659-15-040087
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pat S Bolin
Director
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | J | 26,229 | $0.00 | A | 33,308 | I | By Anasazi Capital, LP |
| Common Stock | May 19, 2015 | J | 6,557 | $0.00 | A | 16,670 | I | By Bolin Investments, LP |
| Common Stock | holding | — | — | — | 1,000 | D | ||
| Common StockF3 | holding | — | — | — | 18,250 | I | By PSB Family Trust II | |
| Common StockF4 | holding | — | — | — | 18,249 | I | By DBH Family Partnership, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities acquired upon ratable distribution of shares of Veritex Holdings, Inc. common stock held by WCM Parkway, Ltd. to its limited partners in connection with the dissolution of such entity. The reporting person held limited partnership interests in WCM Parkway, Ltd. through Anasazi Capital, LP, of which he is the general partner.
- F2Securities acquired upon ratable distribution of shares of Veritex Holdings, Inc. common stock held by WCM Parkway, Ltd. to its limited partners in connection with the dissolution of such entity. The reporting person held limited partnership interests in WCM Parkway, Ltd. through Bolin Investments, LP, of which he is the general partner.
- F313,653 shares held through PSB Family Trust II (as reported on the reporting person's initial Form 3) were inadvertently omitted from the total holdings reported on the subsequently filed Form 4.
- F413,652 shares held through DHB Family Partnership (as reported on the reporting person's initial Form 3) were inadvertently omitted from the total holdings reported on the subsequently filed Form 4.