SEC Form 4 · accession 0001104659-15-000387
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela Harper
Officer — EVP, Credit Risk Officer
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2015 | M | 5,000 | $0.00 | A | 15,000 | D | |
| Common Stock | Jan 1, 2015 | F | 1,632 | $14.17 | D | 13,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 1, 2015 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F110,000 shares held in the name of Pershing LLC as custodian of the reporting person's personal IRA.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3On January 1, 2011, the reporting person was granted 5,000 restricted stock units, which vest in full upon 48 months of consecutive employment with the Company. The reporting person's original Form 3 aggregated two separate grants of restricted stock units on a single line, one for 5,000 units (reported here) and a second grant of 1,000 units made January 1, 2012 on substantially the same terms as those originally reported. The second grant will vest in full on January 1, 2016.