SEC Form 4 · accession 0001104659-15-000386
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LaVonda Renfro
Officer — EVP, Chief Retail Officer
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2015 | M | 1,000 | $0.00 | A | 1,000 | D | |
| Common Stock | Jan 1, 2015 | F | 326 | $14.17 | D | 674 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 1, 2015 | M | 1,000 | D | — | — | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Restricted stock units convert on a one-for-one basis.
- F2On January 1, 2011, the reporting person was issued 2,000 restricted stock units which vest in full upon 48 months of consecutive employment. The reporting person's original Form 3 aggregated two separate grants of restricted stock units on a single line, one for 1,000 units (reported here) and a second grant of 1,000 units made January 1, 2012 on substantially the same terms as those originally reported. The second grant will vest in full on January 1, 2016.