SEC Form 4 · accession 0001628280-16-019614

United Financial Bancorp, Inc. · UBNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Raymond H Lefurge Jr.

Director

Period of report

Sep 14, 2016

Accepted (ET)

Sep 16, 2016 · 4:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001501364

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Sep 14, 2016	M	6,071	$11.72	A	74,510	D
Common Stock	Sep 14, 2016	S	5,310	$13.5279	D	69,200	D
Common Stock	Sep 15, 2016	M	1,512	$11.72	A	70,712	D
Common Stock^{F1,F2,F3,F4,F5}	Sep 15, 2016	S	1,325	$13.5059	D	69,387	D
Common Stock	holding	—	—		—	11,503	I	Held by wife in IRA
Common Stock	holding	—	—		—	239	I	Held in SEP IRA

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$11.72	Sep 14, 2016	X	6,071	D	Dec 13, 2008	Dec 13, 2016	Common Stock	6,071	1,512	D
Stock Options	$11.72	Sep 15, 2016	X	1,512	D	Dec 13, 2008	Dec 13, 2016	Common Stock	1,512	0	D
Stock Options^F6	$7.90	holding	—	—	—	Feb 20, 2008	Feb 20, 2018	Common Stock	5,308	5,308	D
Stock Options^F7	$6.09	holding	—	—	—	Mar 16, 2009	Mar 16, 2019	Common Stock	5,308	5,308	D
Stock Options^F8	$7.42	holding	—	—	—	Nov 15, 2010	Nov 15, 2020	Common Stock	5,308	5,308	D
Stock Options^F9	$10.99	holding	—	—	—	Jun 21, 2012	Jun 21, 2022	Common Stock	2,017	2,017	D
Stock Options^F10	$10.99	holding	—	—	—	Jun 21, 2013	Jun 21, 2022	Common Stock	5,682	5,682	D

Explanation of responses

F1Includes 10,265 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2012, and shall vest on the first annual anniversary of the grant date.
F10Stock Options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
F2Includes 13,000 shares held jointly with wife.
F3Includes 1,698 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date. Pursuant to the Agreement and Plan of the Merger, dated November 14, 2013, at legal close on April 30,2014, all shares became 100% vested.
F4Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan which vested on the first annual anniversary of the June 20, 2014 grant date.
F5Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 18, 2015 grant date.
F6Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
F7Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
F8Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested.
F9Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested.