SEC Form 4 · accession 0001628280-16-017065
United Financial Bancorp, Inc. · UBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Bars
Director
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | M | 7,583 | $11.72 | A | 64,492 | D | |
| Common StockF1,F2,F3,F4 | Jun 8, 2016 | S | 6,775 | $13.4429 | D | 57,717 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.72 | Jun 8, 2016 | X | 7,583 | D | Dec 13, 2008 | Dec 13, 2016 | Common Stock | 7,583 | 0 | D |
Explanation of responses
- F1Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 20, 2014, and shall vest on the first annual anniversary of the grantdate.
- F2Includes 10,265 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2012, and shall vest on the first annual anniversary of the grant date.
- F3Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan on November 18, 2015, and shall vest on the first annual anniversary of the grant date.
- F4Includes 1,698 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2013, and pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested.