SEC Form 5 · accession 0001501364-17-000006
United Financial Bancorp, Inc. · UBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig W Hurty
Officer — EVP United Bank
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF7,F8 | Dec 31, 2016 | A | 3,266 | $0.00 | A | 5,737 | I | By United Bank 401(k) Plan |
| Common StockF1,F2,F3,F4,F5,F6 | holding | — | — | — | 21,153 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 4,392 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
- F2Includes 4,392 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 4,392 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 9, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- F3Includes 3,746 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
- F4Includes 2,326 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
- F5Includes 3,746 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3746 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each on each annual anniversary of the grant date thereafter.
- F6Includes 2,326 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 2,326 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter.
- F7Shares allocated to the account under the United Bank 401(k) Plan, of which all shares are vested.
- F8Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2016 not previously reported are comprised of shares purchased in 2016.