SEC Form 4 · accession 0001501364-16-000180
United Financial Bancorp, Inc. · UBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Stewart Jr.
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Nov 22, 2016 | A | 1,796 | $0.00 | A | 47,155 | D | |
| Common StockF3 | holding | — | — | — | 7,813 | I | By IRA | |
| Common Stock | holding | — | — | — | 400 | I | As Custodian for Grandsons |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 20, 2014 and shall vest on the first annual anniversary of the grant date.
- F2Includes shares of restricted stock which are 100% vested as of April 30, 2014.
- F3Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
- F4Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 18, 2015 grant date.
- F5Transaction represents 1,796 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 22, 2016 grant date.