SEC Form 5 · accession 0001501364-16-000081
United Financial Bancorp, Inc. · UBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig W Hurty
Officer — EVP United Bank
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2015 | A | 2,470 | $0.00 | A | 2,470 | I | By United Bank 401(k) Plan |
| Common StockF3,F4,F5,F6,F7 | holding | — | — | — | 16,501 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2470.2628 non-reportable shares acquired in the United Bank 401(k) Plan during 2015 for Mr. Hurty
- F2Shares allocated to the account of Mr. Hurty under the United Bank 401(k) Plan, of which all shares are vested as of December 31, 2015.
- F3Includes 4,392 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
- F4Includes 4,392 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 4,392 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 9, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- F5Includes 3,746 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on 12/31/2018, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
- F6Includes 3,746 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3746 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each on each annual anniversary of the grant date thereafter.
- F7Includes additional non-reportable shares acquired through dividend reinvestment for Mr. Hurty, not previously reported are comprised of 158.6295 shares purchased in 2015