SEC Form 4 · accession 0001325607-16-000007

United Financial Bancorp, Inc. · UBNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 3, 2016

Accepted (ET)

Aug 4, 2016 · 4:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001501364

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 3, 2016	M	21,018	$9.17	A	56,017	D
Common Stock^F1,F2,F3,F4	Aug 3, 2016	S	21,018	$13.2004	D	34,999	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F5	$9.17	Aug 3, 2016	X	21,018	D	Aug 17, 2007	Aug 17, 2016	Common Stock	21,018	0	D
Stock Options^F6	$8.66	holding	—	—	—	Jun 19, 2009	Jun 19, 2018	Common Stock	27,617	27,617	D

F1Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
F2Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
F3Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
F4Includes shares of restricted stock that are 100% vested as of April 30, 2014.
F5Options to purchase shares of common stock are 100% vested
F6Options to purchase shares of common stock are 100% vested and also includes an equal number of stock appreciation rights.