SEC Form 4 · accession 0001209191-15-087117

United Financial Bancorp, Inc. · UBNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 10, 2015

Accepted (ET)

Dec 28, 2015 · 4:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001501364

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 10, 2015	P	100	$13.36	A	200	I	As Custodian for Grandson
Common Stock^F1,F2,F3	holding	—	—		—	40,276	D
Common Stock^F1	holding	—	—		—	7,813	I	By IRA
Common Stock	holding	—	—		—	100	I	As Custodian for Grandson

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4	$9.17	holding	—	—	—	Aug 17, 2007	Aug 17, 2016	Common Stock	28,743	28,743	D

F1Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
F2Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
F3Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
F4Options to purchase shares of common stock are 100% vested as of April 30, 2014. Also includes an equal number of stock appreciation rights. Stock appreciation rights are granted in tandem with the options granted and the exercise of one will cause the cancellation of the other.