SEC Form 4 · accession 0001209191-15-077123
United Financial Bancorp, Inc. · UBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Crowley
Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2015 | M | 28,743 | $9.17 | A | 59,067 | D | |
| Common Stock | Oct 26, 2015 | S | 28,743 | $13.4081 | D | 30,324 | D | |
| Common StockF1 | holding | — | — | — | 7,009 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $9.17 | Oct 26, 2015 | X | 28,743 | D | Aug 17, 2007 | Aug 17, 2016 | Common Stock | 28,743 | 0 | D |
| Stock OptionsF2 | $8.66 | holding | — | — | — | Jun 19, 2009 | Jun 19, 2018 | Common Stock | 27,617 | 27,617 | D |
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
- F2Options to purchase shares of common stock are 100% vested and also includes an equal number of stock appreciation rights.
- F3Options to purchase shares of common stock are 100% vested