SEC Form 4 · accession 0001209191-15-047115
United Financial Bancorp, Inc. · UBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Paulson
Officer — EVP Head of Wholesale Banking
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 22, 2015 | F | 1,453 | $12.91 | D | 19,788 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer May 12, 2014 under its 2012 Stock Incentive Plan.
- F2Includes 14,115 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 17,019 shares will vest in four equal annual installments of 25%, with the first installment to vest on May 12, 2014 and an additional 25% to vest on each annual anniversary of Mr. Paulson's hire date of March 3rd, 2014. The reported number of shares is net of 2,904 shares withheld by the Issuer for tax withholding purposes.
- F3Includes 5,673 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on December 31, 2016, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.