SEC Form 4 · accession 0001209191-15-038414
United Financial Bancorp, Inc. · UBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol A Leary
Director
Period of report
Apr 24, 2015
Accepted (ET)
May 4, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 24, 2015 | G | 403 | $0.00 | D | 35,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $8.66 | holding | — | — | — | Jun 19, 2009 | Jun 19, 2018 | Common Stock | 27,617 | 27,617 | D |
| Stock OptionsF4 | $9.17 | holding | — | — | — | Aug 17, 2007 | Aug 17, 2016 | Common Stock | 28,743 | 28,743 | D |
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
- F2Voluntary reporting of non-reportable shares disposed as a bona fide gift under $10,000.
- F3Options to purchase shares of common stock are 100% vested and also includes an equal number of stock appreciation rights.
- F4Options to purchase shares of common stock vest are 100% vested