SEC Form 4 · accession 0001225208-16-023980
Eureka Financial Corp. · EKFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Seserko
Officer — President & CEO · Director
Period of report
Jan 8, 2016
Accepted (ET)
Jan 11, 2016 · 11:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2016 | D | 50,357 | $0.00 | D | 0 | D | |
| Common StockF1 | Jan 8, 2016 | D | 18,400 | $0.00 | D | 0 | I | By 401(k) |
| Common StockF1 | Jan 8, 2016 | D | 5,000 | $0.00 | D | 0 | I | By IRA |
| Common StockF1 | Jan 8, 2016 | D | 3,054 | $0.00 | D | 0 | I | By Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $15.24 | Jan 8, 2016 | D | 7,637 | D | May 21, 2013 | May 21, 2022 | Common Stock | 7,637 | 0 | D |
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger, dated as of September 3, 2015 and amended as of October 30, 2015, by and between NexTier, Inc. and Eureka Financial Corp., at the effective time of the merger each share of Eureka Financial Corp. common stock was exchanged for $28.50 in cash.
- F2Pursuant to the Agreement and Plan of Merger, dated as of September 3, 2015 and amended as of October 30, 2015, by and between NexTier, Inc. and Eureka Financial Corp., all stock options were cancelled and the reporting person received a cash payment equal to $28.50 per share minus the applicable exercise price of such stock option multiplied by each stock option held.