SEC Form 4 · accession 0001225208-15-022203
Eureka Financial Corp. · EKFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Seserko
Officer — President & CEO · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 11,454 | $15.24 | A | 61,811 | D | |
| Common StockF1,F2 | Dec 11, 2015 | S | 11,454 | $28.05 | D | 50,357 | D | |
| Common Stock | holding | — | — | — | 18,400 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 5,000 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 3,054 | I | By Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $15.24 | Dec 11, 2015 | M | 11,454 | D | May 21, 2013 | May 21, 2022 | Common Stock | 11,454 | 7,637 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.15, inclusive. The reporting person undertakes to provide to Eureka Financial Corp., any security holder of Eureka Financial Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- F2Since the reporting person's last report 4,582 shares previously held by Stock Award have vested and are now owned directly.
- F3Stock awards granted pursuant to the Eureka Financial Corp. 2012 Equity Incentive Plan vest in five approximately equal installments commencing on May 21, 2013.
- F4Stock options granted pursuant to the Eureka Financial Corp. 2012 Equity Incentive Plan vest in five approximately equal installments commencing on May 21, 2013.