SEC Form 3 · accession 0001079974-16-001523
Yummy Flies, Inc. · YMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Gordon Switzer
Officer — Secretary · Director
Period of report
Jul 18, 2016
Accepted (ET)
Aug 16, 2016 · 9:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 125,339 | D | ||
| Common StockF1 | holding | — | — | — | 167,119 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 41,780 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Option | $0.001 | holding | — | — | — | Aug 3, 2016 | Aug 3, 2021 | Common Stock | 150,000 | — | D |
Explanation of responses
- F1By the Lysa Gaye Switzer Trust, a revocable living trust of which Robert Switzer's spouse is the sole beneficiary and the Trustee.
- F2By the AAA Switzer Trust, a revocable living trust of which Robert Switzer's two adult children and one minor child are beneficiaries, and his adult child is the Trustee.