SEC Form 4/A · accession 0001104659-15-065001
Invitae Corp · NVTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert L Nussbaum
Officer — Chief Medical Officer
Period of report
Aug 4, 2015
Accepted (ET)
Sep 14, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501134
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $9.90 | Aug 4, 2015 | A | 100,000 | A | — | Aug 4, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The exercise price of the option was incorrectly reported on the reporting person's original Form 4 as $9.91.
- F2The option vests over four years as follows: 25% of the shares vest on the one-year anniversary of August 1, 2015 and 1/48th of the shares vest each month thereafter for the remaining three years.